Fiduciary laws trace their roots to ancient times, but the terms of the Investment Company Act of 1940 and the Investment ...

Findings from iterations of Financial Planning's Financial Advisory Confidence Outlook show which assets have stood the test ...

Advisors and experts say finding the right rare currency to invest in can add diversification to a portfolio. But scams are ...

The implications to taxes, hiring and the very legacy of a financial advisor's career demand much more formal documentation ...

The Munster Freeman Group will add to Wells Fargo's offerings for wealthy and ultrawealthy clients with offices in the Los ...

Dueling announcements Friday show that UBS is still struggling with advisor retention even as it brings in a new executive to ...

One-third of financial advisors say balancing personalization with growth is the hardest trade-off for them to manage. Doing so successfully means making hard choices about what's most important for ...

A growing number of RIAs are offering one-time, flat-fee advisory services as part of a broader embrace of advice-only ...

Toby is a veteran journalist with more than a dozen years of experience in the field who joined Financial Planning in 2017 after prior tenures with the New York Daily News, Commercial Observer and ...

Sometimes recruiting deals in wealth management can resemble a busy airport with advisors coming and going from the same ...

A similar measure stalled years ago, but some advisors say the current bill has more momentum among lawmakers.

Financial therapist Rahkim Sabree wove his personal experiences into a detailed manual on a problem he and others say is ...